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bonds to the investment community, dealers provide this service. Bonds typically trade
more actively closer to their date of issue. Because bond investors—usually institutional
investors such as pension funds and insurance companies—hold most bonds to maturity,
trading in bonds declines as they draw nearer to their stated maturity date. The issuance
volume of a certain bond, a bond's credit rating and whether it was issued publicly or
privately can also affect liquidity. All ABS and MBS are traded on the dealer-based,
over-the-counter markets so liquidity depends in part on the ability and willingness of
dealers to maintain an inventory, or make a market, in a certain bond.
Benefits of Securitization
Less Expensive, More Broadly Available Credit
The public benefits of securitization are evident in a number of ways. Chief among these
is the contribution of securitization to lower borrowing costs both for individuals and
corporations. The existence of a liquid secondary market for home mortgages increases
the availability of capital to make new home loans. Financial institutions that realize the
full value of their loans immediately can turn around and re-deploy that capital in the
form of a new loan. This is often the most efficient way to raise new funds in the capital
markets and the savings are passed on to the borrower.
Consumers other than homebuyers also benefit from lower borrowing costs.
Securitization can lower a firm's financing costs as well. MBS and ABS are often
designed to carry a higher credit rating than the originating firm would otherwise realize
for other types of bonds. Higher credit ratings mean the security is less risky and
translates into a lower interest rate for the originator as investors do not demand the same
risk premium. The originator passes the savings on to the consumer in the form of lower
lending rates.
Securitization also aids in the geographic dispersion of capital to areas that may
otherwise be deprived of credit options. Traditionally, depository institutions have
provided credit in the areas where they accepted deposits. By securitizing loans,
however, the lender generates capital for new loans that may come from a different
location. This linkage to the capital markets broadens the range of regions where
depository institutions obtain capital to provide credit.
By subjecting the lending decisions of financial institutions to valuation by the capital
markets, securitization also encourages an efficient allocation of capital. Financial
institutions and others who securitize assets depend, of course, on investors. Investors
seek an appropriate return based on a level of risk. If the asset pools are not of a
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